SEC Form 4 · accession 0001193125-26-321139
FiscalNote Holdings, Inc. · NOTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Key Compton
Officer — President and CEO · Director
Period of report
Jul 24, 2026
Accepted (ET)
Jul 28, 2026 · 4:43 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001823466
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jul 24, 2026 | A | 1,450,000 | $0.00 | A | 1,496,264 | D | |
| Class A Common StockF2 | holding | — | — | — | 520,687 | I | See Footnote | |
| Class A Common StockF3 | holding | — | — | — | 15,335 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted stock that are subject to the achievement of performance milestones tied to increases in the volume weighted average price of the Issuer's Class A Common Stock over a period of either five or 10 years and satisfaction of service-based vesting requirements.
- F2The shares are beneficially owned by Urgent Capital LLC. The Reporting Person is a managing director of Urgent International Inc., which is the owner and operator of Urgent Capital LLC. As such, the Reporting Person may be deemed to have voting and dispositive power over the shares held by Urgent Capital LLC.
- F3The shares are beneficially owned by Global Public Offering Master Fund, L.P ("GPO Master Fund"). The Reporting Person is a managing director of Urgent International Inc., which is the owner and operator of GPO Master Fund and its affiliated entities and the investment advisor for GPO Master Fund. As such, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GPO Master Fund.
Remarks
Exhibit List - Exhibit 24 - Power of Attorney