SEC Form 4 · accession 0000018230-19-000107
CATERPILLAR INC · CAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan C Schwab
Director
Period of report
Mar 4, 2019
Accepted (ET)
Mar 6, 2019 · 6:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 4, 2019 | A | 1,084 | $0.00 | A | 18,880 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects adjustment for dividends accrued.
- F2Reflects adjustment for clerical error to total shares of common stock of the Issuer previously reported as beneficially owned by Reporting Person.