SEC Form 4 · accession 0000018230-18-000152
CATERPILLAR INC · CAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L Calhoun
Director
Period of report
May 14, 2018
Accepted (ET)
May 15, 2018 · 1:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 14, 2018 | P | 5,000 | $155.37 | A | 19,579 | D | |
| Common Stock | holding | — | — | — | 25,000 | I | Held by Grantor Retained Annuity Trust |
Table II — derivative securities
No Table II lines on this filing.