SEC Form 4 · accession 0000018230-17-000261
CATERPILLAR INC · CAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Suzette M Long
Officer — General Counsel/Corporate Sec.
Period of report
Aug 14, 2017
Accepted (ET)
Aug 15, 2017 · 1:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 14, 2017 | A | 2,638 | $113.71 | A | 20,174 | D | |
| Common StockF1 | holding | — | — | — | 444 | I | Held by 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The information in this report is based on a 401(k) Plan statement dated as of 06/30/2017.