SEC Form 4 · accession 0000018230-17-000078
CATERPILLAR INC · CAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L Calhoun
Director
Period of report
Mar 6, 2017
Accepted (ET)
Mar 8, 2017 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 6, 2017 | A | 3,920 | $0.00 | A | 36,932 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Due to a clerical error, previously filed Forms 4 incorrectly included 210 shares related to adjustments of dividends accrued among the total shares of Common Stock of the Issuer reported as beneficially owned by Mr. Calhoun.
- F2Includes adjustments for dividends accrued.