SEC Form 4 · accession 0000018230-17-000051
CATERPILLAR INC · CAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bob De Lange
Officer — Group President
Period of report
Feb 21, 2017
Accepted (ET)
Feb 23, 2017 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 21, 2017 | P | 1,000 | $99.32 | A | 10,230 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The purchase price reported in Column 4 is a weighted average purchase price and may include applicable broker commissions. The reporting person undertakes to provide Caterpillar Inc., any security holder of Caterpillar Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased or sold at each separate price, if different from $99.32.