SEC Form 4 · accession 0000018230-17-000043
CATERPILLAR INC · CAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel M Dickinson
Director
Period of report
Feb 14, 2017
Accepted (ET)
Feb 15, 2017 · 6:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 14, 2017 | S | 3,884 | $97.90 | D | 9,060 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Due to a clerical error, previously filed Forms 4 incorrectly included 1,616 shares of Common Stock of the Issuer among the total shares of Common Stock of the Issuer reported as beneficially owned by Mr. Dickinson.