SEC Form 4 · accession 0000018230-16-000509
CATERPILLAR INC · CAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L Calhoun
Director
Period of report
Apr 26, 2016
Accepted (ET)
Apr 28, 2016 · 3:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 26, 2016 | P | 25,000 | $77.44 | A | 33,129 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The purchase price reported in Column 4 is a weighted average purchase price. The corresponding shares were purchased in multiple transactions at prices ranging from $77.22 to $77.655, inclusive. The reporting person undertakes to provide to Caterpillar Inc., any security holder of Caterpillar Inc., or the staff of Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.