SEC Form 4 · accession 0000018230-16-000414
CATERPILLAR INC · CAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Denise C Johnson
Officer — Group President
Period of report
Feb 12, 2016
Accepted (ET)
Feb 17, 2016 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 12, 2016 | P | 2,600 | $62.20 | A | 6,967 | D | |
| Common Stock | Feb 12, 2016 | P | 900 | $62.20 | A | 900 | I | Held by Jerry Johnson Trust |
| Common StockF1 | holding | — | — | — | 1,939 | I | Held by 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The information in this report is based on a 401(k) Plan statement dated as of 12/31/2015.