SEC Form 4 · accession 0000018230-15-000031
CATERPILLAR INC · CAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven H Wunning
Officer — Group President
Period of report
Jan 5, 2015
Accepted (ET)
Jan 7, 2015 · 3:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018230
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $88.51 | Jan 5, 2015 | A | 241,985 | A | Feb 1, 2015 | Feb 1, 2020 | Common Stock | 241,985 | 241,985 | D |