SEC Form 4 · accession 0001835544-26-000022
Clene Inc. · CLNN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chidozie Ugwumba
10% Owner
Period of report
Jul 17, 2026
Accepted (ET)
Aug 6, 2026 · 1:32 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001822791
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant to Purchase Common Stock (Tranche B, $30.00 strike)F3,F2 | $30.00 | Jul 17, 2026 | J | 375,000 | D | — | Jun 16, 2030 | Common Stock | 375,000 | 0 | I |
| Common Stock Purchase Warrant ($4.82 strike)F3,F2 | $4.82 | Jul 17, 2026 | J | 424,358 | D | — | Sep 30, 2029 | Common Stock | 424,358 | 0 | I |
Explanation of responses
- F1The Reporting Person was deemed to beneficially own the Warrants reported herein indirectly through SymBiosis II, LLC (the "Fund") by virtue of the Reporting Person's role as Managing Partner of the Fund and the resulting voting and investment power over the Fund's holdings. Effective July 17, 2026, management of the Fund's investment portfolio was transferred to a different, unaffiliated third party manager, and the Reporting Person ceased to have voting or investment power over the securities held by the Fund, including the Warrants. Accordingly, the Reporting Person no longer beneficially owns the Warrants reported herein. No consideration was paid or received in connection with this change, and no Warrants were exercised, sold, or transferred.
- F2Currently exercisable
- F3The Reporting Person was deemed to beneficially own the Warrants indirectly through SymBiosis II LLC by virtue of voting and investment power over the Fund's holdings. Effective July 17, 2026, such power was transferred to a different, unaffiliated third party manager, and the Reporting Person ceased to beneficially own the Warrants reported herein. No consideration was paid or received.
Remarks
The response above noting that the Reporting Person is no longer subject to Section 16 is checked because, following the transactions reported herein, the Reporting Person no longer has any relationship to the Issuer as an owner of more than ten percent of any class of the Issuer's equity securities that would subject the Reporting Person to the reporting requirements of Section 16 of the Securities Exchange Act of 1934 with respect to the Issuer.