SEC Form 4 · accession 0001437749-26-030728
Clene Inc. · CLNN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alison Mosca
Director · 10% Owner
Period of report
Sep 16, 2026
Accepted (ET)
Sep 18, 2026 · 1:40 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001822791
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1,F2 | Sep 16, 2026 | A | 198,171 | $3.28 | A | 478,671 | I | By LLC |
| common stock | holding | — | — | — | 1,973 | D | ||
| common stockF3 | holding | — | — | — | 150,333 | I | By LP | |
| common stockF4 | holding | — | — | — | 72,997 | I | By trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Kensington Clene 2021, LLC purchased 198,171 shares of common stock of Clene Inc. for a purchase price of $3.28 per share in a registered direct offering directly from the Issuer. The issuance of such securities was approved by the Issuer's board of directors in accordance with Rule 16 (b)-3 of the Securities Exchange Act of 1934, as amended.
- F2The securities are owned by Kensington Clene 2021, LLC. Ms. Mosca is the sole manager of and owns a minority interest in Kensington Clene 2021, LLC. The securities owned by Kensington Clene 2021, LLC may be deemed to be beneficially owned by Ms. Mosca. Ms. Mosca disclaims all securities owned by Kensington Clene 2021, LLC for which she does not have a pecuniary or profits interest.
- F3The securities are owned by Kensington Investments, L.P. Ms. Mosca is the chief executive officer of Kensington Investments, L.P. The securities owned by Kensington Investments, L.P. may be deemed to be beneficially owned by Ms. Mosca. Ms. Mosca disclaims all securities owned by Kensington Investments, L.P., for which she does not have a pecuniary or profits interest.
- F4The securities are owned by the Robert C. Gay 1998 Family Trust. Ms. Mosca is the trustee of the Robert C. Gay 1998 Family Trust. The securities owned by the Robert C. Gay 1998 Family Trust may be deemed to be beneficially owned by Ms. Mosca. Ms. Mosca has no pecuniary interest or profits interest in the securities held by the Robert C. Gay 1998 Family Trust.