SEC Form 4 · accession 0001437749-26-020636
Clene Inc. · CLNN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Dee Etherington
Officer — President & CEO · Director
Period of report
Jun 11, 2026
Accepted (ET)
Jun 15, 2026 · 2:23 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001822791
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock optionF1 | $5.53 | Jun 11, 2026 | A | 65,000 | A | — | Jun 10, 2036 | common stock | 65,000 | 65,000 | D |
Explanation of responses
- F1This option was granted on June 11, 2026 as an option for 65,000 shares of Common Stock under the Clene Inc Amended 2020 Stock Plan at an exercise price of $5.53 per share. The options vest with respect to the first 25% of such shares on June 11, 2027 and then in 36 equal installments of the balance of the shares of Common Stock on the 11th day of each month beginning July 11, 2027 until such share are fully vested.