SEC Form 4 · accession 0001628280-26-060528
Affirm Holdings, Inc. · AFRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katherine Adkins
Officer — Chief Legal Officer
Period of report
Sep 1, 2026
Accepted (ET)
Sep 3, 2026 · 5:15 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001820953
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 1, 2026 | M | 10,594 | $0.00 | A | 157,234 | D | |
| Class A Common StockF1 | Sep 1, 2026 | F | 4,795 | $69.94 | D | 152,439 | D | |
| Class A Common StockF2 | Sep 1, 2026 | M | 41,664 | $22.30 | A | 194,103 | D | |
| Class A Common StockF2,F3 | Sep 1, 2026 | S | 23,765 | $70.13 | D | 170,338 | D | |
| Class A Common StockF2,F4 | Sep 1, 2026 | S | 15,599 | $71.00 | D | 154,739 | D | |
| Class A Common StockF2,F5 | Sep 1, 2026 | S | 2,300 | $71.87 | D | 152,439 | D | |
| Class A Common StockF2 | Sep 3, 2026 | M | 4,404 | $22.30 | A | 156,843 | D | |
| Class A Common StockF2 | Sep 3, 2026 | M | 37,260 | $23.35 | A | 194,103 | D | |
| Class A Common StockF2,F6 | Sep 3, 2026 | S | 41,664 | $75.53 | D | 152,439 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF7,F8 | — | Sep 1, 2026 | M | 1,622 | D | — | — | Class A Common Stock | 1,622 | 12,976 | D |
| Restricted Stock UnitsF7,F9 | — | Sep 1, 2026 | M | 2,483 | D | — | — | Class A Common Stock | 2,483 | 19,859 | D |
| Restricted Stock UnitsF7,F10 | — | Sep 1, 2026 | M | 5,086 | D | — | — | Class A Common Stock | 5,086 | 20,343 | D |
| Restricted Stock UnitsF7,F11 | — | Sep 1, 2026 | M | 1,403 | D | — | — | Class A Common Stock | 1,403 | 0 | D |
| Stock Option (Right to Buy)F2,F12 | $22.30 | Sep 1, 2026 | M | 41,664 | D | — | Sep 16, 2032 | Class A Common Stock | 41,664 | 12,084 | D |
| Stock Option (Right to Buy)F2,F12 | $22.30 | Sep 3, 2026 | M | 4,404 | D | — | Sep 16, 2032 | Class A Common Stock | 4,404 | 7,680 | D |
| Stock Option (Right to Buy)F2,F13 | $23.35 | Sep 3, 2026 | M | 37,260 | D | — | Sep 13, 2033 | Class A Common Stock | 37,260 | 43,874 | D |
Explanation of responses
- F1Represents the number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the settlement of shares of Common Stock underlying the Reporting Person's restricted stock units that vested on September 1, 2026.
- F10The RSUs vest in 16 equal quarterly installments beginning September 1, 2024, subject to the Reporting Person's continuous service with the Issuer as of each vesting date. This grant has no expiration date.
- F11The RSUs vest in 48 equal monthly installments beginning October 1, 2022, subject to the Reporting Person's continuous service with the Issuer as of each vesting date. This grant has no expiration date.
- F12The stock options vest in 48 equal monthly installments beginning October 1, 2022, subject to the Reporting Person's continuous service with the Issuer as of each vesting date.
- F13The stock options vest in 48 equal monthly installments beginning October 1, 2023, subject to the Reporting Person's continuous service with the Issuer as of each vesting date.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2026.
- F3Represents the weighted average sale price of the shares sold from $69.59 to $70.57 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4Represents the weighted average sale price of the shares sold from $70.59 to $71.58 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F5Represents the weighted average sale price of the shares sold from $71.59 to $72.40 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F6Represents the weighted average sale price of the shares sold from $75.00 to $75.88 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F7Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
- F8RSUs vest in equal quarterly installments for a period of three years beginning December 1, 2025, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date.
- F9The RSUs vest in 16 equal quarterly installments beginning September 1, 2025, subject to the Reporting Person's continuous service with the Issuer as of each vesting date. This grant has no expiration date.