SEC Form 4 · accession 0001628280-26-057900
Bakkt, Inc. · BKKT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Alfred
Director
Period of report
Aug 18, 2026
Accepted (ET)
Aug 19, 2026 · 2:22 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001820302
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Aug 18, 2026 | P | 296,567 | $7.12 | A | 1,201,567 | I | By Limited Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $6.88 to $7.32, inclusive.
- F2Represents shares of the issuer's Class A Common Stock held through Alpine Fox LP, over which the reporting person has control.