SEC Form 4 · accession 0001628280-26-048610
Bakkt, Inc. · BKKT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc D'Annunzio
Officer — General Counsel & Secretary
Period of report
Jul 15, 2026
Accepted (ET)
Jul 17, 2026 · 1:26 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001820302
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Jul 15, 2026 | S | 539 | $8.44 | D | 108,278 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents sale to cover tax obligations associated with the vesting of restricted stock units.
- F2Includes 12,829 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting.