SEC Form 4 · accession 0001628280-26-046107
Bakkt, Inc. · BKKT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc D'Annunzio
Officer — General Counsel & Secretary
Period of report
Jun 25, 2026
Accepted (ET)
Jun 29, 2026 · 6:13 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001820302
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Jun 25, 2026 | S | 1,562 | $7.93 | D | 110,174 | D | |
| Class A Common StockF3,F4,F5 | Jun 26, 2026 | S | 1,357 | $7.71 | D | 108,817 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents sale to cover tax obligations associated with the vesting of restricted stock units.
- F2Includes 14,576 shares of Class A Common Stock subject to restricted stock units and performance stock units that remain subject to vesting.
- F3The sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/10/2025.
- F4Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $7.68 to $7.78, inclusive.
- F5Includes 14,567 shares of Class A Common Stock subject to restricted stock units and performance stock units that remain subject to vesting.