SEC Form 4 · accession 0001628280-26-046105
Bakkt, Inc. · BKKT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas Baes
Officer — Chief Operating Officer
Period of report
Jun 25, 2026
Accepted (ET)
Jun 29, 2026 · 6:10 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001820302
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Jun 25, 2026 | S | 1,562 | $7.93 | D | 105,375 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents sale to cover tax obligations associated with the vesting of restricted stock units.
- F2Includes 48,606 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting.