SEC Form 4 · accession 0001628280-26-042553
Bakkt, Inc. · BKKT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Alfred
Director
Period of report
Jun 9, 2026
Accepted (ET)
Jun 11, 2026 · 4:50 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001820302
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Jun 9, 2026 | P | 180,000 | $7.71 | A | 805,000 | I | By Limited Partnership |
| Class A Common StockF3,F2 | Jun 10, 2026 | P | 100,000 | $7.83 | A | 905,000 | I | By Limited Partnership |
| Class A Common StockF4 | holding | — | — | — | 28,476 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $7.52 to $7.96, inclusive.
- F2Represents shares of the issuer's Class A Common Stock held through Alpine Fox LP, over which the reporting person has control.
- F3Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $7.61 to $7.99, inclusive.
- F4Represents 28,476 shares of Class A Common Stock subject to RSUs that remains subject to vesting, provided that the reporting person continues to provide service to the issuer.