SEC Form 4 · accession 0002001011-26-000133
Rocket Lab Corp · RKLB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Klein
Officer — Chief Operations Officer
Period of report
Aug 27, 2026
Accepted (ET)
Aug 28, 2026 · 6:06 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001819994
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 27, 2026 | S | 15,300 | $66.251 | D | 945,995 | D | |
| Common StockF1,F3 | Aug 27, 2026 | S | 19,800 | $66.8576 | D | 926,195 | D | |
| Common StockF1,F4 | Aug 27, 2026 | S | 458 | $67.5387 | D | 925,737 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 19, 2025.
- F2The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $65.5300 to $66.5200. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $66.5300 to $67.5200. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $67.5300 to $67.5400. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.