SEC Form 4 · accession 0002001011-26-000129
Rocket Lab Corp · RKLB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam C. Spice
Officer — Chief Financial Officer
Period of report
Aug 24, 2026
Accepted (ET)
Aug 26, 2026 · 7:02 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001819994
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 24, 2026 | S | 8,952 | $69.5345 | D | 1,156,692 | D | |
| Common StockF1,F3 | Aug 24, 2026 | S | 290 | $70.2023 | D | 1,156,402 | D | |
| Common StockF1 | Aug 24, 2026 | S | 435 | $71.17 | D | 1,155,967 | D | |
| Common Stock | holding | — | — | — | 250,000 | I | by Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the sale of shares pursuant to a "sell-to-cover" transaction pursuant to a Rule 10b5-1 election adopted by the Reporting Person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person.
- F2The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $69.0000 to $69.9900. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $70.0000 to $70.6400. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.