SEC Form 4 · accession 0001819848-26-000449
Joby Aviation, Inc. · JOBY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rodrigo Brumana
Officer — Chief Financial Officer
Period of report
Sep 1, 2026
Accepted (ET)
Sep 3, 2026 · 5:08 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001819848
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 1, 2026 | M | 73,421 | $0.00 | A | 157,560 | D | |
| Common Stock | Sep 2, 2026 | S | 37,831 | $6.77 | D | 119,729 | D | |
| Common StockF3 | Sep 3, 2026 | S | 8,898 | $6.89 | D | 110,831 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (RSUs)F4 | $0.00 | Sep 1, 2026 | M | 73,421 | D | — | — | Common Stock | 73,421 | 807,636 | D |
Explanation of responses
- F1Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.
- F2Sale made pursuant to the Reporting Person's approved 10b5-1 trading plan adopted on November 10, 2025.
- F3This transaction was executed in multiple trades at prices ranging from $6.79 to $7.12. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4Represents an award of restricted stock units ("RSUs") that vests with respect to 25% of the RSUs on June 1, 2026 and as to 6.25% of the total number of RSUs on each quarterly anniversary thereafter, subject to Reporting Person's continued status as a Service Provider through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.