SEC Form 4 · accession 0001819848-26-000407
Joby Aviation, Inc. · JOBY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kate DeHoff
Officer — See Remarks
Period of report
Jul 1, 2026
Accepted (ET)
Jul 6, 2026 · 6:28 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001819848
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 1, 2026 | M | 5,224 | $0.00 | A | 182,958 | D | |
| Common Stock | Jul 1, 2026 | M | 8,306 | $0.00 | A | 191,264 | D | |
| Common Stock | Jul 1, 2026 | M | 5,046 | $0.00 | A | 196,310 | D | |
| Common Stock | Jul 2, 2026 | S | 9,575 | $8.92 | D | 186,735 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (RSUs)F2 | $0.00 | Jul 1, 2026 | M | 5,224 | D | — | — | Common Stock | 5,224 | 20,897 | D |
| Restricted Stock Units (RSUs)F3 | $0.00 | Jul 1, 2026 | M | 8,306 | D | — | — | Common Stock | 8,306 | 49,834 | D |
| Restricted Stock Units (RSUs)F4 | $0.00 | Jul 1, 2026 | M | 5,046 | D | — | — | Common Stock | 5,046 | 90,817 | D |
Explanation of responses
- F1Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.
- F2Represents an award of restricted stock units ("RSUs") that vests in equal installments over four years, on the quarterly anniversary of July 1, 2023, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
- F3Represents an award of restricted stock units ("RSUs") that vest in 16 equal installments on the quarterly anniversary of January 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
- F4Represents an award of restricted stock units ("RSUs") that vests with respect to 5% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2026 and as to 10% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
Remarks
Chief Legal Officer and Corporate Secretary