SEC Form 4 · accession 0001628280-26-057521
GCM Grosvenor Inc. · GCMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Reisin Levin
Officer — President · Director
Period of report
Aug 15, 2026
Accepted (ET)
Aug 17, 2026 · 8:18 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001819796
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Aug 15, 2026 | M | 91,305 | — | A | 732,306 | D | |
| Class A Common StockF3 | Aug 15, 2026 | F | 42,813 | $13.86 | D | 689,493 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Aug 15, 2026 | M | 91,305 | D | — | — | Class A Common Stock | 91,305 | 0 | D |
Explanation of responses
- F1Represents restricted stock units ("RSUs") that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2026, and vested in full on August 15, 2026. Shares of Class A common stock of the Issuer were delivered to the Reporting Person in settlement of vested RSUs on August 15, 2026.
- F2Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer.
- F3Represents shares of Class A common stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on August 15, 2026. The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale.