SEC Form 4 · accession 0001213900-26-079145
GCM Grosvenor Inc. · GCMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
L. P. Cantor Fitzgerald
10% Owner
CF GROUP MANAGEMENT INC
10% Owner
CF Finance Holdings LLC
10% Owner
CF GCM Investor, LLC
10% Owner
Brandon Lutnick
10% Owner
Period of report
Jul 15, 2026
Accepted (ET)
Jul 17, 2026 · 4:01 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001819796
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stockF1,F2,F3,F4 | Jul 15, 2026 | S | 126,556 | $13.83 | D | 6,324,979 | I | See Footnotes |
| Class A common stockF1,F2,F3,F5 | Jul 15, 2026 | S | 4,000 | $14.24 | D | 6,320,979 | I | See Footnotes |
| Class A common stockF1,F2,F3,F6 | Jul 16, 2026 | S | 426,550 | $13.57 | D | 5,894,429 | I | See Footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1As a result of the sales reported herein, the Reporting Persons no longer own 10% or more of GCM Grosvenor, Inc. ("GCMG")'s outstanding Class A common stock. The Reporting Persons are filing this Form 4 to report that they are no longer Reporting Persons of GCMG.
- F2Prior to the transactions reported herein, CF Finance Holdings, LLC ("Holdings") was the record holder of 2,951,535 shares of Class A common stock of GCMG and CF GCM Investor, LLC ("Investor") was the record owner of 3,500,000 shares of Class A common stock of GCMG. After the consummation of the transactions reported herein, Holdings is the record owner of 2,947,535 shares of Class A common stock of GCMG and Investor is the record owner of 2,946,894 shares of Class A common stock of GCMG.
- F3Cantor Fitzgerald, L.P. ("CFLP") is the sole member of each of Holdings and Investor. CF Group Management, Inc. ("CFGM") is the managing general partner of CFLP. Mr. Brandon Lutnick is the Chairman and Chief Executive Officer of CFLP and CFGM and also the trustee with decision making control of trusts that hold all of the voting shares of CFGM. As such, each of CFLP, CFGM and Mr. Brandon Lutnick may be deemed to have beneficial ownership of the securities directly held by Holdings and Investor. Each such entity or person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.
- F4Price reflects the weighted average price for the transactions reported in this line. The range of prices for the transactions reported in this line is $13.75 to $14.25.
- F5Price reflects the weighted average price for the transactions reported in this line. The range of prices for the transactions reported in this line is $14.20 to $14.27.
- F6Price reflects the weighted average price for the transactions reported in this line. The range of prices for the transactions reported in this line is $13.50 to $13.65.