SEC Form 4/A · accession 0001193125-26-369550
Xos, Inc. · XOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Alice Yake
Director
Period of report
Jul 10, 2026
Accepted (ET)
Aug 27, 2026 · 7:30 am EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001819493
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 10, 2026 | A | 60,584 | $0.00 | A | 165,269 | D | |
| Common StockF3,F2 | Jul 10, 2026 | A | 2,292 | $0.00 | A | 167,561 | D | |
| Common StockF4,F5,F2 | Jul 10, 2026 | S | 2,500 | $2.4916 | D | 165,061 | D | |
| Common StockF4,F6,F2 | Jul 13, 2026 | S | 2,500 | $2.3483 | D | 162,561 | D | |
| Common StockF4,F7,F2 | Jul 14, 2026 | S | 2,500 | $2.3948 | D | 160,061 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares reported in this transaction represent Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock upon settlement. The RSUs vest on the earlier of (i) the first anniversary of the Grant date and (ii) the day before the Company's 2027 Annual Meeting, subject to the Reporting Person's continuous service with Xos, Inc. through the vesting date.
- F2Includes 60,584 unvested RSUs.
- F3The shares reported in this transaction represent RSUs that were issued to the Reporting Person in lieu of the cash retainer fees for the Reporting Person's service as a non-employee director and as Nominating and Corporate Governance Committee Chair in the second quarter of 2026. The RSUs reported vested immediately on the date of grant.
- F4The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 29, 2025.
- F5Represents weighted average sales price. The shares were sold at prices ranging from $2.46 to $2.59. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F6Represents weighted average sales price. The shares were sold at prices ranging from $2.325 to $2.44. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F7Represents weighted average sales price. The shares were sold at prices ranging from $2.35 to $2.43. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Remarks
This Amendment is filed solely to correct the Transaction Codes for the transactions involving disposition of securities on July 10, 2026, July 13, 2026 and July 14, 2026. Due to an administrative error, the transactions were incorrectly reported using Code 'D'. The shares were actually sold on the open market pursuant to a Rule 10b5-1 trading plan as indicated in footnote 3, and should have been designated as Code 'S'. There are no changes to the other information reported in the original Form 4.