SEC Form 4 · accession 0002034857-26-000010
SoFi Technologies, Inc. · SOFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Schuppenhauer
Officer — EVP GBUL Borrow
Period of report
Jun 15, 2026
Accepted (ET)
Jun 17, 2026 · 7:54 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001818874
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 15, 2026 | M | 6,493 | — | A | 301,098 | D | |
| Common StockF2 | Jun 16, 2026 | F | 2,509 | $17.606 | D | 298,589 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F3 | — | Jun 15, 2026 | M | 6,493 | D | — | — | Common Stock | 6,493 | 97,396 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
- F2Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
- F3Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.