SEC Form 4 · accession 0002032458-26-000018
SoFi Technologies, Inc. · SOFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kelli Keough
Officer — EVP, GBUL, SIPS
Period of report
Jun 15, 2026
Accepted (ET)
Jun 17, 2026 · 7:59 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001818874
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 15, 2026 | M | 82,642 | — | A | 405,889 | D | |
| Common StockF1 | Jun 15, 2026 | M | 26,477 | — | A | 432,366 | D | |
| Common StockF1 | Jun 15, 2026 | M | 13,068 | — | A | 445,434 | D | |
| Common StockF1 | Jun 15, 2026 | M | 5,681 | — | A | 451,115 | D | |
| Common StockF2 | Jun 16, 2026 | F | 61,479 | $17.606 | D | 389,636 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F3 | — | Jun 15, 2026 | M | 82,642 | D | — | — | Common Stock | 82,642 | 247,930 | D |
| Restricted Stock UnitF1,F3 | — | Jun 15, 2026 | M | 26,477 | D | — | — | Common Stock | 26,477 | 185,337 | D |
| Restricted Stock UnitF1,F4 | — | Jun 15, 2026 | M | 13,068 | D | — | — | Common Stock | 13,068 | 143,744 | D |
| Restricted Stock UnitF1,F5 | — | Jun 15, 2026 | M | 5,681 | D | — | — | Common Stock | 5,681 | 85,222 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
- F2Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
- F3Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on August 2, 2024.
- F4Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.
- F5Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.