SEC Form 4 · accession 0001934200-26-000009
SoFi Technologies, Inc. · SOFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeremy Rishel
Officer — Chief Technology Officer
Period of report
Sep 14, 2026
Accepted (ET)
Sep 16, 2026 · 7:43 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001818874
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 14, 2026 | M | 37,824 | — | A | 932,913 | D | |
| Common StockF1 | Sep 14, 2026 | M | 28,748 | — | A | 961,661 | D | |
| Common StockF1 | Sep 14, 2026 | M | 11,363 | — | A | 973,024 | D | |
| Common StockF2 | Sep 15, 2026 | F | 41,750 | $17.279 | D | 931,274 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F3 | — | Sep 14, 2026 | M | 37,824 | D | — | — | Common Stock | 37,824 | 227,123 | D |
| Restricted Stock UnitF1,F4 | — | Sep 14, 2026 | M | 28,748 | D | — | — | Common Stock | 28,748 | 186,865 | D |
| Restricted Stock UnitF1,F5 | — | Sep 14, 2026 | M | 11,363 | D | — | — | Common Stock | 11,363 | 159,080 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
- F2Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
- F3Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 13, 2024.
- F4Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.
- F5Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.