SEC Form 4 · accession 0001934200-26-000007
SoFi Technologies, Inc. · SOFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeremy Rishel
Officer — Chief Technology Officer
Period of report
Jun 8, 2026
Accepted (ET)
Jun 17, 2026 · 7:51 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001818874
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 8, 2026 | A | 1,315 | $13.626 | A | 840,955 | D | |
| Common StockF2 | Jun 15, 2026 | M | 271,751 | — | A | 1,112,706 | D | |
| Common StockF2 | Jun 15, 2026 | M | 28,749 | — | A | 1,141,455 | D | |
| Common StockF2 | Jun 15, 2026 | M | 11,362 | — | A | 1,152,817 | D | |
| Common StockF3 | Jun 16, 2026 | F | 155,605 | $17.606 | D | 997,212 | D | |
| Common StockF4,F5 | Jun 17, 2026 | S | 102,123 | $17.78 | D | 895,089 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F6 | — | Jun 15, 2026 | M | 271,751 | D | — | — | Common Stock | 271,751 | 264,947 | D |
| Restricted Stock UnitF2,F7 | — | Jun 15, 2026 | M | 28,749 | D | — | — | Common Stock | 28,749 | 215,613 | D |
| Restricted Stock UnitF2,F8 | — | Jun 15, 2026 | M | 11,362 | D | — | — | Common Stock | 11,362 | 170,443 | D |
Explanation of responses
- F1Shares were acquired under the SoFi Technologies, Inc. 2024 Employee Stock Purchase Plan on June 8, 2026, in an exempt transaction pursuant to Rule 16(b)-3(d), paid for by contributions made during the six month period ended June 7, 2026.
- F2Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
- F3Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
- F4The sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on June 2, 2025.
- F5The Reporting Person's Form 4 filed on June 18, 2024 inadvertently reported 271,571, instead of the correct 271,751, shares acquired and the Reporting Person's Form 4 filed on September 20, 2024 inadvertently reported 68,081, instead of the correct 68,061, shares disposed.
- F6Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on July 20, 2022 and March 13, 2024.
- F7Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.
- F8Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.