SEC Form 4 · accession 0001613438-26-000022
SoFi Technologies, Inc. · SOFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Noto
Officer — Chief Executive Officer · Director
Period of report
Sep 14, 2026
Accepted (ET)
Sep 16, 2026 · 7:43 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001818874
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 14, 2026 | M | 136,166 | — | A | 12,255,208 | D | |
| Common StockF1 | Sep 14, 2026 | M | 154,197 | — | A | 12,409,405 | D | |
| Common StockF1 | Sep 14, 2026 | M | 55,191 | — | A | 12,464,596 | D | |
| Common StockF2 | Sep 14, 2026 | F | 188,259 | $17.32 | D | 12,276,337 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F3 | — | Sep 14, 2026 | M | 136,166 | D | — | — | Common Stock | 136,166 | 816,992 | D |
| Restricted Stock UnitF1,F4 | — | Sep 14, 2026 | M | 154,197 | D | — | — | Common Stock | 154,197 | 513,990 | D |
| Restricted Stock UnitF1,F5 | — | Sep 14, 2026 | M | 55,191 | D | — | — | Common Stock | 55,191 | 772,668 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
- F2Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.
- F3Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 13, 2024.
- F4Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.
- F5Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.