SEC Form 4 · accession 0001460835-26-000002
SoFi Technologies, Inc. · SOFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C.R. Hele
Director
Period of report
Jul 14, 2026
Accepted (ET)
Jul 27, 2026 · 7:01 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001818874
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Jul 14, 2026 | A | 13,993 | A | — | — | Common Stock | 13,993 | 13,993 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
- F2Reflects a grant of RSUs to Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2026 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date.