SEC Form 4 · accession 0001626129-16-000354
CASTLE A M & CO · CTAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven W. Scheinkman
Officer — President & CEO · Director
Period of report
Feb 25, 2016
Accepted (ET)
Feb 29, 2016 · 3:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018172
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $1.98 | Feb 25, 2016 | A | 727,000 | A | — | Feb 25, 2026 | Common Stock | 727,000 | 727,000 | D |
Explanation of responses
- F1As awarded under the A.M. Castle & Co. 2016-2018 Long-Term Compensation Plan, one-third, or 242,333, options shall be vested and exercisable on February 25, 2017, one-third, or 242,333, options shall be vested and exercisable on February 25, 2018, and one-third, or 242,334, options shall be vested and exercisable on February 25, 2019, provided that the Reporting Person is employed by A.M. Castle & Co. on each of the vesting dates.