SEC Form 4 · accession 0001626129-16-000352
CASTLE A M & CO · CTAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald E Knopp
Officer — EVP, Chief Operating Officer
Period of report
Feb 25, 2016
Accepted (ET)
Feb 29, 2016 · 3:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018172
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $1.98 | Feb 25, 2016 | A | 152,000 | A | — | Feb 25, 2026 | Common Stock | 152,000 | 152,000 | D |
Explanation of responses
- F1As awarded under the A.M. Castle & Co. 2016-2018 Long-Term Compensation Plan, one-third, or 50,666, options shall be vested and exercisable on February 25, 2017, one-third, or 50,667, options shall be vested and exercisable on February 25, 2018, and one-third, or 50,667, options shall be vested and exercisable on February 25, 2019, provided that the Reporting Person is employed by A.M. Castle & Co. on each of the vesting dates.