SEC Form 4 · accession 0001140361-16-086847
CASTLE A M & CO · CTAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Sheehan
Director
Period of report
Nov 11, 2016
Accepted (ET)
Nov 15, 2016 · 5:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018172
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 11, 2016 | P | 100,000 | $0.522 | A | 100,000 | I | By Trust |
| Common Stock | holding | — | — | — | 35,323 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were purchased by the Reporting Person in multiple transactions at prices ranging from $0.51 to $0.5376, inclusive. The Reporting Person undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1).
- F2Reporting Person disclaims beneficial ownership of these 100,000 shares except to the extent of the Reporting Person's pecuniary interest in the shares.