SEC Form 4 · accession 0001140361-15-031585
CASTLE A M & CO · CTAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Reuben Simpson Donnelley
Director · 10% Owner
Period of report
Aug 11, 2015
Accepted (ET)
Aug 13, 2015 · 1:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018172
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 11, 2015 | P | 2,797 | $3.43 | A | 40,170 | I | See Note |
| Common StockF2 | Aug 11, 2015 | P | 5,480 | $3.43 | A | 19,055 | I | See Note |
| Common StockF1 | Aug 12, 2015 | P | 2,233 | $3.46 | A | 42,403 | I | See Note |
| Common StockF2 | Aug 12, 2015 | P | 4,380 | $3.46 | A | 23,435 | I | See Note |
| Common Stock | holding | — | — | — | 33,471 | D | ||
| Common Stock | holding | — | — | — | 14,739 | I | By Immediate Family |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Proportionate interest as beneficiary under Sandra Simpson 2008 Family Gift Trust, FOM Corporation, Trustee.
- F2Beneficiary under Trust dated 1988, FOM Corporation, Trustee.