SEC Form 4 · accession 0001140361-15-030907
CASTLE A M & CO · CTAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Reuben Simpson Donnelley
Director · 10% Owner
Period of report
Aug 7, 2015
Accepted (ET)
Aug 11, 2015 · 12:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018172
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 7, 2015 | P | 3,940 | $2.99 | A | 37,253 | I | See Note |
| Common StockF2 | Aug 7, 2015 | P | 7,720 | $2.99 | A | 13,345 | I | See Note |
| Common Stock | Aug 7, 2015 | G | 14,739 | $0.00 | D | 33,471 | D | |
| Common Stock | Aug 7, 2015 | G | 14,739 | $0.00 | A | 14,739 | I | By Immediate Family |
| Common StockF1 | Aug 10, 2015 | P | 120 | $3.38 | A | 37,373 | I | See Note |
| Common StockF2 | Aug 10, 2015 | P | 230 | $3.38 | A | 13,575 | I | See Note |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Proportionate interest as beneficiary under Sandra Simpson 2008 Family Gift Trust, FOM Corporation, Trustee.
- F2Beneficiary under Trust dated 1988, FOM Corporation, Trustee.
- F3Transaction involved gift to immediate family member who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares owned by the immediate family member.