SEC Form 4 · accession 0001140361-15-009341
CASTLE A M & CO · CTAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott J Dolan
Officer — President and CEO · Director
Period of report
Feb 26, 2015
Accepted (ET)
Feb 27, 2015 · 3:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018172
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 26, 2015 | A | 69,264 | A | — | — | Common Stock | 69,264 | 69,264 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of common stock of A.M. Castle & Co.
- F2The restricted stock units vest in full on December 31, 2017, provided the Reporting Person is employed by A.M. Castle & Co. on the vesting date.