SEC Form 4 · accession 0000921895-15-000100
CASTLE A M & CO · CTAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth H Traub
Other
Period of report
Jan 16, 2015
Accepted (ET)
Jan 21, 2015 · 7:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018172
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1 | Jan 16, 2015 | P | 3,585 | $5.898 | A | 7,388 | D | |
| Common Stock, $0.01 par valueF1 | Jan 20, 2015 | P | 1,500 | $5.7233 | A | 8,888 | D | |
| Common Stock, $0.01 par valueF1 | Jan 21, 2015 | P | 10,000 | $5.95 | A | 18,888 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock.