SEC Form 4 · accession 0001834249-26-000026
QuantumScape Corp · QS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy Holme
Officer — CHIEF TECHNOLOGY OFFICER
Period of report
Sep 15, 2026
Accepted (ET)
Sep 17, 2026 · 4:26 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001811414
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3 | Sep 15, 2026 | S | 75,000 | $5.0877 | D | 1,583,075 | D | |
| Class A Common Stock | Sep 15, 2026 | C | 22,500 | $0.00 | A | 22,500 | I | By: The Holme 2020 Irrevocable Trust |
| Class A Common StockF2 | Sep 15, 2026 | S | 22,500 | $5.0877 | D | 0 | I | By: The Holme 2020 Irrevocable Trust |
| Class A Common StockF4 | Sep 15, 2026 | C | 22,500 | $0.00 | A | 22,500 | I | By: Trusts |
| Class A Common StockF2,F4 | Sep 15, 2026 | S | 22,500 | $5.0877 | D | 0 | I | By: Trusts |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF5 | — | Sep 15, 2026 | C | 22,500 | D | — | — | Class A Common Stock | 22,500 | 1,189,857 | I |
| Class B Common StockF4,F5 | — | Sep 15, 2026 | C | 22,500 | D | — | — | Class A Common Stock | 22,500 | 1,327,500 | I |
Explanation of responses
- F1The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2026.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.985 to $5.255, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- F3Includes 1,522,261 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.
- F4The Reporting Person is a Co-Trustor of the trusts and his family members are beneficiaries of the trusts.
- F5Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.