SEC Form 4 · accession 0002039891-26-000008
Nuvation Bio Inc. · NUVB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philippe Sauvage
Officer — Chief Financial Officer
Period of report
Jul 15, 2026
Accepted (ET)
Jul 17, 2026 · 6:27 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001811063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jul 15, 2026 | M | 39,999 | $2.17 | A | 54,130 | D | |
| Class A Common StockF1 | Jul 15, 2026 | M | 1 | $1.97 | A | 54,131 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $2.17 | Jul 15, 2026 | M | 39,999 | D | — | Oct 6, 2034 | Class A Common Stock | 39,999 | 662,333 | D |
| Stock Option (Right to Buy)F3 | $1.97 | Jul 15, 2026 | M | 1 | D | — | Feb 27, 2035 | Class A Common Stock | 1 | 499,999 | D |
Explanation of responses
- F1Includes 1,458 shares purchased through the issuer's employee stock purchase plan on May 19, 2026.
- F2Option vests as to 25% on the one year anniversary of October 7, 2024, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date.
- F3Option vests as to 25% on the one year anniversary of February 28, 2025, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date.