SEC Form 4 · accession 0001805284-26-000103
Rocket Companies, Inc. · RKT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Nicholas Brown
Officer — President & Chief Fin Officer
Period of report
Sep 7, 2026
Accepted (ET)
Sep 9, 2026 · 7:12 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001805284
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stockF2 | Sep 7, 2026 | F | 44,042 | $14.06 | D | 1,638,741 | D | |
| Class A common stockF2 | Sep 8, 2026 | F | 14,675 | $14.06 | D | 1,624,066 | D | |
| Class L-2 common stock | holding | — | — | — | 395,777 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.
- F2Includes 395,777 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3.