SEC Form 4 · accession 0001805284-26-000098

Rocket Companies, Inc. · RKT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Sep 7, 2026

Accepted (ET)

Sep 9, 2026 · 7:12 pm EDT

Rule 10b5-1 plan

box not checked

Issuer CIK

0001805284

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A common stock^F1,F2	Sep 7, 2026	M	14,796	—	A	2,439,337	D
Class A common stock^F2	Sep 7, 2026	J	14,796	$14.06	D	2,424,541	D
Class A common stock^F3	holding	—	—		—	675,000	I	By grantor retained annuity trust (GRAT)
Class A common stock^F4	holding	—	—		—	1,125,000	I	By grantor retained annuity trust (GRAT) no. 2
Class L-2 common stock	holding	—	—		—	986,005	D
Class L-2 common stock	holding	—	—		—	825,000	I	By grantor retained annuity trust (GRAT)
Class L-2 common stock	holding	—	—		—	1,375,000	I	By grantor retained annuity trust (GRAT) no. 2

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Cash-Settled Restricted Stock Units^F1	—	Sep 7, 2026	M	14,796	D	—	—	Class A common stock	14,796	105,695	D

F1Represents the vesting and automatic settlement into cash of a portion of the Cash Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years.
F2Includes 1,386,005 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3.
F3Includes 675,000 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3.
F4Includes 1,125,000 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3.