SEC Form 4 · accession 0001805284-26-000066
Rocket Companies, Inc. · RKT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Rizik
Director
Period of report
Jun 7, 2026
Accepted (ET)
Jun 8, 2026 · 4:06 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001805284
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stockF1 | Jun 7, 2026 | M | 12,261 | — | A | 1,050,797 | D | |
| Class A common stock | Jun 7, 2026 | J | 12,261 | $12.65 | D | 1,038,536 | D | |
| Class L-1 common stock | holding | — | — | — | 1,386,005 | D | ||
| Class L-2 common stock | holding | — | — | — | 986,005 | D | ||
| Class L-1 common stock | holding | — | — | — | 675,000 | I | By grantor retained annuity trust (GRAT) | |
| Class L-2 common stock | holding | — | — | — | 825,000 | I | By grantor retained annuity trust (GRAT) | |
| Class L-1 common stock | holding | — | — | — | 1,125,000 | I | By grantor retained annuity trust (GRAT) no. 2 | |
| Class L-2 common stock | holding | — | — | — | 1,375,000 | I | By grantor retained annuity trust (GRAT) no. 2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Cash-Settled Restricted Stock UnitsF1 | — | Jun 7, 2026 | M | 12,261 | D | — | — | Class A common stock | 12,261 | 120,491 | D |
Explanation of responses
- F1Represents the vesting and automatic settlement into cash of a portion of the Cash Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years.