SEC Form 4 · accession 0001179110-18-011611
ABBOTT LABORATORIES · ABT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian J Blaser
Officer — Executive Vice President
Period of report
Sep 20, 2018
Accepted (ET)
Sep 21, 2018 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000001800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares without par value | Sep 20, 2018 | M | 48,100 | $27.0336 | A | 184,918 | D | |
| Common shares without par value | Sep 20, 2018 | M | 10,100 | $29.292 | A | 195,018 | D | |
| Common shares without par value | Sep 20, 2018 | S | 900 | $68.73 | D | 194,118 | D | |
| Common shares without par value | Sep 20, 2018 | S | 350 | $68.735 | D | 193,768 | D | |
| Common shares without par value | Sep 20, 2018 | S | 100 | $68.7375 | D | 193,668 | D | |
| Common shares without par value | Sep 20, 2018 | S | 1,800 | $68.74 | D | 191,868 | D | |
| Common shares without par value | Sep 20, 2018 | S | 1,250 | $68.745 | D | 190,618 | D | |
| Common shares without par value | Sep 20, 2018 | S | 800 | $68.75 | D | 189,818 | D | |
| Common shares without par value | Sep 20, 2018 | S | 2,043 | $68.755 | D | 187,775 | D | |
| Common shares without par value | Sep 20, 2018 | S | 1,757 | $68.76 | D | 186,018 | D | |
| Common shares without par value | Sep 20, 2018 | S | 1,837 | $68.765 | D | 184,181 | D | |
| Common shares without par value | Sep 20, 2018 | S | 3,020 | $68.77 | D | 181,161 | D | |
| Common shares without par value | Sep 20, 2018 | S | 3,822 | $68.775 | D | 177,339 | D | |
| Common shares without par value | Sep 20, 2018 | S | 2,400 | $68.78 | D | 174,939 | D | |
| Common shares without par value | Sep 20, 2018 | S | 2,300 | $68.785 | D | 172,639 | D | |
| Common shares without par value | Sep 20, 2018 | S | 7,807 | $68.79 | D | 164,832 | D | |
| Common shares without par value | Sep 20, 2018 | S | 1,100 | $68.795 | D | 163,732 | D | |
| Common shares without par value | Sep 20, 2018 | S | 1,500 | $68.80 | D | 162,232 | D | |
| Common shares without par value | Sep 20, 2018 | S | 1,442 | $68.805 | D | 160,790 | D | |
| Common shares without par value | Sep 20, 2018 | S | 4,522 | $68.81 | D | 156,268 | D | |
| Common shares without par value | Sep 20, 2018 | S | 1,136 | $68.815 | D | 155,132 | D | |
| Common shares without par value | Sep 20, 2018 | S | 5,800 | $68.82 | D | 149,332 | D | |
| Common shares without par value | Sep 20, 2018 | S | 2,000 | $68.825 | D | 147,332 | D | |
| Common shares without par value | Sep 20, 2018 | S | 6,240 | $68.83 | D | 141,092 | D | |
| Common shares without par value | Sep 20, 2018 | S | 960 | $68.835 | D | 140,132 | D | |
| Common shares without par value | Sep 20, 2018 | S | 3,214 | $68.84 | D | 136,918 | D | |
| Common shares without par value | Sep 20, 2018 | S | 100 | $68.845 | D | 136,818 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $27.0336 | Sep 20, 2018 | M | 48,100 | D | Feb 17, 2015 | Feb 16, 2022 | Common shares | 48,100 | 0 | D |
| Option (right to buy)F1 | $29.292 | Sep 20, 2018 | M | 10,100 | D | Jun 1, 2015 | May 31, 2022 | Common shares | 10,100 | 0 | D |
Explanation of responses
- F1Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.
Remarks
These transactions were made pursuant to a previously adopted plan complying with Rule 10b5-1(c).