SEC Form 4 · accession 0001179110-18-011046
ABBOTT LABORATORIES · ABT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jaime Contreras
Officer — Senior Vice President
Period of report
Aug 29, 2018
Accepted (ET)
Aug 31, 2018 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000001800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares without par value | Aug 29, 2018 | M | 59,800 | $34.94 | A | 110,236 | D | |
| Common shares without par value | Aug 29, 2018 | M | 112,668 | $39.12 | A | 222,904 | D | |
| Common shares without par value | Aug 29, 2018 | S | 2,300 | $66.64 | D | 220,604 | D | |
| Common shares without par value | Aug 29, 2018 | S | 699 | $66.645 | D | 219,905 | D | |
| Common shares without par value | Aug 29, 2018 | S | 2,100 | $66.65 | D | 217,805 | D | |
| Common shares without par value | Aug 29, 2018 | S | 2,500 | $66.655 | D | 215,305 | D | |
| Common shares without par value | Aug 29, 2018 | S | 1,501 | $66.66 | D | 213,804 | D | |
| Common shares without par value | Aug 29, 2018 | S | 2,400 | $66.665 | D | 211,404 | D | |
| Common shares without par value | Aug 29, 2018 | S | 600 | $66.67 | D | 210,804 | D | |
| Common shares without par value | Aug 29, 2018 | S | 1,300 | $66.675 | D | 209,504 | D | |
| Common shares without par value | Aug 29, 2018 | S | 1,500 | $66.68 | D | 208,004 | D | |
| Common shares without par value | Aug 29, 2018 | S | 2,300 | $66.685 | D | 205,704 | D | |
| Common shares without par value | Aug 29, 2018 | S | 600 | $66.69 | D | 205,104 | D | |
| Common shares without par value | Aug 29, 2018 | S | 800 | $66.695 | D | 204,304 | D | |
| Common shares without par value | Aug 29, 2018 | S | 1,900 | $66.70 | D | 202,404 | D | |
| Common shares without par value | Aug 29, 2018 | S | 110 | $66.705 | D | 202,294 | D | |
| Common shares without par value | Aug 29, 2018 | S | 900 | $66.71 | D | 201,394 | D | |
| Common shares without par value | Aug 29, 2018 | S | 2,200 | $66.715 | D | 199,194 | D | |
| Common shares without par value | Aug 29, 2018 | S | 1,000 | $66.72 | D | 198,194 | D | |
| Common shares without par value | Aug 29, 2018 | S | 1,400 | $66.73 | D | 196,794 | D | |
| Common shares without par value | Aug 29, 2018 | S | 500 | $66.735 | D | 196,294 | D | |
| Common shares without par value | Aug 29, 2018 | S | 1,000 | $66.74 | D | 195,294 | D | |
| Common shares without par value | Aug 29, 2018 | S | 1,900 | $66.745 | D | 193,394 | D | |
| Common shares without par value | Aug 29, 2018 | S | 1,400 | $66.75 | D | 191,994 | D | |
| Common shares without par value | Aug 29, 2018 | S | 100 | $66.755 | D | 191,894 | D | |
| Common shares without par value | Aug 29, 2018 | S | 2,100 | $66.76 | D | 189,794 | D | |
| Common shares without par value | Aug 29, 2018 | S | 690 | $66.765 | D | 189,104 | D | |
| Common shares without par value | Aug 29, 2018 | S | 58,993 | $66.77 | D | 130,111 | D | |
| Common shares without par value | Aug 29, 2018 | S | 800 | $66.775 | D | 129,311 | D | |
| Common shares without par value | Aug 29, 2018 | S | 2,200 | $66.78 | D | 127,111 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $34.94 | Aug 29, 2018 | M | 59,800 | D | Feb 15, 2016 | Feb 14, 2023 | Common shares | 59,800 | 0 | D |
| Option (right to buy)F1 | $39.12 | Aug 29, 2018 | M | 112,668 | D | Feb 21, 2017 | Feb 20, 2024 | Common shares | 112,668 | 0 | D |
Explanation of responses
- F1Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.
Remarks
These transactions were made pursuant to a previously adopted plan complying with Rule 10b5-1(c). Form 1 of 2.