SEC Form 4 · accession 0001179110-17-003664
ABBOTT LABORATORIES · ABT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jaime Contreras
Officer — Senior Vice President
Period of report
Feb 28, 2017
Accepted (ET)
Mar 2, 2017 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000001800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares without par value | Feb 28, 2017 | F | 8,740 | $45.46 | D | 58,888 | D | |
| Common shares without par value | Feb 28, 2017 | S | 10,100 | $45.015 | D | 48,788 | D | |
| Common shares without par value | Feb 28, 2017 | S | 3,055 | $45.01 | D | 45,733 | D | |
| Common shares without par valueF1 | holding | — | — | — | 21 | I | Profit Sharing Trust | |
| Common shares without par valueF2 | holding | — | — | — | 63,903 | I | Jaime Contreras Marvan 2006 Living Trust | |
| Common shares without par valueF3 | holding | — | — | — | 2,426 | I | By spouse | |
| Common shares without par valueF4 | holding | — | — | — | 12,081 | I | Living Trust (by spouse) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Balance in the Abbott Laboratories Stock Retirement Trust as of February 28, 2017.
- F2Held in the Jaime Contreras Marvan 2006 Living Trust. The reporting person is sole trustee of the trust. The trust is revocable.
- F3The reporting person disclaims beneficial ownership of all securities held by his spouse.
- F4Held in spouse's living trust. The reporting person's spouse is sole trustee of the trust. The trust is revocable. The reporting person disclaims beneficial ownership of these securities.
Remarks
The sale transactions were made pursuant to previously adopted plans complying with Rule 10b5-1(c).