SEC Form 4 · accession 0001179110-17-003663
ABBOTT LABORATORIES · ABT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Warmuth
Officer — Executive Vice President
Period of report
Feb 28, 2017
Accepted (ET)
Mar 2, 2017 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000001800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares without par valueF1,F2 | Feb 28, 2017 | A | 26,367 | $0.00 | A | 69,240 | D | |
| Common shares without par value | Feb 28, 2017 | F | 8,881 | $45.46 | D | 60,359 | D | |
| Common shares without par value | Mar 1, 2017 | S | 3,851 | $45.39 | D | 56,508 | D | |
| Common shares without par valueF3 | holding | — | — | — | 39,413 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Settlement of a performance-based restricted stock unit in shares in a transaction exempt from Section 16(b) under Rule 16b-3.
- F2Due to administrative error, the Form 4 previously filed on January 6, 2017 over-reported the shares acquired by 1 share. This Form 4 reflects the corrected total beneficial ownership for this reporting person.
- F3Held in the Stefanie M. Warmuth Revocable Trust. The reporting person and his spouse are trustees of the trust. The trust is revocable by the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities.
Remarks
The sale transaction was made pursuant to a previously adopted plan complying with Rule 10b5-1(c).