SEC Form 4 · accession 0001179110-16-031456
ABBOTT LABORATORIES · ABT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Miles D White
Officer — Chairman and CEO · Director
Period of report
Nov 10, 2016
Accepted (ET)
Nov 14, 2016 · 10:04 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000001800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares without par value | Nov 10, 2016 | P | 1,600 | $40.62 | A | 3,055,304 | D | |
| Common shares without par value | Nov 10, 2016 | P | 100 | $40.7125 | A | 3,055,404 | D | |
| Common shares without par value | Nov 10, 2016 | P | 700 | $40.545 | A | 3,056,104 | D | |
| Common shares without par value | Nov 10, 2016 | P | 1,000 | $40.705 | A | 3,057,104 | D | |
| Common shares without par value | Nov 10, 2016 | P | 1,000 | $40.54 | A | 3,058,104 | D | |
| Common shares without par value | Nov 10, 2016 | P | 5,978 | $40.755 | A | 3,064,082 | D | |
| Common shares without par value | Nov 10, 2016 | P | 1,700 | $40.735 | A | 3,065,782 | D | |
| Common shares without par value | Nov 10, 2016 | P | 2,700 | $40.63 | A | 3,068,482 | D | |
| Common shares without par value | Nov 10, 2016 | P | 2,900 | $40.58 | A | 3,071,382 | D | |
| Common shares without par value | Nov 10, 2016 | P | 3,300 | $40.685 | A | 3,074,682 | D | |
| Common shares without par value | Nov 10, 2016 | P | 4,500 | $40.655 | A | 3,079,182 | D | |
| Common shares without par value | Nov 10, 2016 | P | 1,800 | $40.60 | A | 3,080,982 | D | |
| Common shares without par value | Nov 10, 2016 | P | 200 | $40.645 | A | 3,081,182 | D | |
| Common shares without par value | Nov 10, 2016 | P | 500 | $40.7225 | A | 3,081,682 | D | |
| Common shares without par value | Nov 10, 2016 | P | 3,900 | $40.57 | A | 3,085,582 | D | |
| Common shares without par value | Nov 10, 2016 | P | 9,000 | $40.73 | A | 3,094,582 | D | |
| Common shares without par value | Nov 10, 2016 | P | 1,424 | $40.59 | A | 3,096,006 | D | |
| Common shares without par value | Nov 10, 2016 | P | 3,550 | $40.745 | A | 3,099,556 | D | |
| Common shares without par value | Nov 10, 2016 | P | 2,400 | $40.45 | A | 3,101,956 | D | |
| Common shares without par value | Nov 10, 2016 | P | 1,000 | $40.615 | A | 3,102,956 | D | |
| Common shares without par value | Nov 10, 2016 | P | 5,911 | $40.725 | A | 3,108,867 | D | |
| Common shares without par value | Nov 10, 2016 | P | 900 | $40.585 | A | 3,109,767 | D | |
| Common shares without par value | Nov 10, 2016 | P | 2,200 | $40.695 | A | 3,111,967 | D | |
| Common shares without par valueF1 | holding | — | — | — | 29,900 | I | Profit Sharing Trust | |
| Common shares without par valueF2 | holding | — | — | — | 8,818 | I | By son | |
| Common shares without par valueF2 | holding | — | — | — | 8,832 | I | By son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Balance in the Abbott Laboratories Stock Retirement Trust as of November 9, 2016.
- F2The reporting person disclaims beneficial ownership of all securities held by his son.
Remarks
Form 5 of 5. The transactions reported on this Form 4 are part of a series of transactions pursuant to which Mr. White personally invested $15 million in cash to purchase a total of 369,950 shares on his own account, increasing his total ownership from 2,742,017 shares to 3,111,967 shares. These transactions were made pursuant to a previously adopted plan complying with Rule 10b5-1(c).