SEC Form 4 · accession 0001179110-16-031455
ABBOTT LABORATORIES · ABT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Miles D White
Officer — Chairman and CEO · Director
Period of report
Nov 10, 2016
Accepted (ET)
Nov 14, 2016 · 10:03 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000001800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares without par value | Nov 10, 2016 | P | 4,300 | $40.71 | A | 3,009,243 | D | |
| Common shares without par value | Nov 10, 2016 | P | 500 | $40.53 | A | 3,009,743 | D | |
| Common shares without par value | Nov 10, 2016 | P | 1,605 | $40.64 | A | 3,011,348 | D | |
| Common shares without par value | Nov 10, 2016 | P | 3,900 | $40.76 | A | 3,015,248 | D | |
| Common shares without par value | Nov 10, 2016 | P | 300 | $40.495 | A | 3,015,548 | D | |
| Common shares without par value | Nov 10, 2016 | P | 1,000 | $40.455 | A | 3,016,548 | D | |
| Common shares without par value | Nov 10, 2016 | P | 1,440 | $40.55 | A | 3,017,988 | D | |
| Common shares without par value | Nov 10, 2016 | P | 1,300 | $40.555 | A | 3,019,288 | D | |
| Common shares without par value | Nov 10, 2016 | P | 800 | $40.765 | A | 3,020,088 | D | |
| Common shares without par value | Nov 10, 2016 | P | 400 | $40.7625 | A | 3,020,488 | D | |
| Common shares without par value | Nov 10, 2016 | P | 1,200 | $40.7525 | A | 3,021,688 | D | |
| Common shares without par value | Nov 10, 2016 | P | 100 | $40.795 | A | 3,021,788 | D | |
| Common shares without par value | Nov 10, 2016 | P | 2,600 | $40.715 | A | 3,024,388 | D | |
| Common shares without par value | Nov 10, 2016 | P | 800 | $40.66 | A | 3,025,188 | D | |
| Common shares without par value | Nov 10, 2016 | P | 600 | $40.435 | A | 3,025,788 | D | |
| Common shares without par value | Nov 10, 2016 | P | 3,225 | $40.74 | A | 3,029,013 | D | |
| Common shares without par value | Nov 10, 2016 | P | 600 | $40.445 | A | 3,029,613 | D | |
| Common shares without par value | Nov 10, 2016 | P | 200 | $40.6425 | A | 3,029,813 | D | |
| Common shares without par value | Nov 10, 2016 | P | 6,389 | $40.72 | A | 3,036,202 | D | |
| Common shares without par value | Nov 10, 2016 | P | 100 | $40.7425 | A | 3,036,302 | D | |
| Common shares without par value | Nov 10, 2016 | P | 500 | $40.51 | A | 3,036,802 | D | |
| Common shares without par value | Nov 10, 2016 | P | 1,400 | $40.77 | A | 3,038,202 | D | |
| Common shares without par value | Nov 10, 2016 | P | 1,000 | $40.47 | A | 3,039,202 | D | |
| Common shares without par value | Nov 10, 2016 | P | 1,900 | $40.605 | A | 3,041,102 | D | |
| Common shares without par value | Nov 10, 2016 | P | 200 | $40.7325 | A | 3,041,302 | D | |
| Common shares without par value | Nov 10, 2016 | P | 6,100 | $40.65 | A | 3,047,402 | D | |
| Common shares without par value | Nov 10, 2016 | P | 2,100 | $40.48 | A | 3,049,502 | D | |
| Common shares without par value | Nov 10, 2016 | P | 2,402 | $40.44 | A | 3,051,904 | D | |
| Common shares without par value | Nov 10, 2016 | P | 1,100 | $40.67 | A | 3,053,004 | D | |
| Common shares without par value | Nov 10, 2016 | P | 700 | $40.49 | A | 3,053,704 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Form 4 of 5. The transactions reported on this Form 4 are part of a series of transactions pursuant to which Mr. White personally invested $15 million in cash to purchase a total of 369,950 shares on his own account, increasing his total ownership from 2,742,017 shares to 3,111,967 shares. These transactions were made pursuant to a previously adopted plan complying with Rule 10b5-1(c).